Daily Archives: September 16, 2020, 8:43 am

How a Prior DOJ Settlement Doomed a SEC Enforcement Action: A Volkswagen Case Study | Mintz

It is not uncommon for various government agencies and offices to investigate the same company, particularly following a major scandal. We have grown accustomed to seeing simultaneous investigations by the U.S. Department of Justice (“DOJ”) and the U.S. Securities Exchange Commission (“SEC”), sometimes followed by indictments and complaints from both. When the SEC and DOJ are interested in the same…

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