Daily Archives: September 18, 2020, 1:04 pm

Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement

But most impressive is how the staff continued to protect the securities markets from kitchens and living rooms while at the same time being caregivers and teachers and juggling video calls with all manner of chaos in the background. These are unprecedented circumstances and the staff acted in unprecedented ways to respond to all of the challenges we faced. I…

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San Francisco US Attorney Names No. 2, Launches Securities Fraud Section | The Recorder

The U.S. Attorney’s Office for the Northern District of California has appointed a second in command and launched a new section to expedite the prosecution of white-collar cases. The changes come about a year and a half after U.S. Attorney David Anderson created a corporate fraud strike force with a similar goal to speed up the office’s corporate fraud actions.…

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