Daily Archives: October 5, 2020, 1:06 pm

What Just Happened to SEC Insider Trading Disgorgement? | LinkedIn

The SEC’s problem in insider trading cases is that there are rarely any easily identifiable investor victims (especially in so-called “misappropriation” cases, where the putative victim is nearly always a company or individual who didn’t trade or lose any money). In any event, it is rarely cost-effective to try to find them all and distribute relatively small sums to each of…

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