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Browse: Home / 2020 / October / 09 / An Update on FY 2020 Results – Remarks at SEC Speaks

An Update on FY 2020 Results – Remarks at SEC Speaks

By Securities Docket on October 9, 2020, 8:24 am

To elaborate on the “results speak for themselves” point, I would like to summarize some recent statistics I shared with our staff.

Starting with the Division of Enforcement, the Commission brought over 700 actions in FY 20, a significant percentage of which were brought after March 15.  The Commission obtained financial remedies of more than $4 billion; an amount above that of last year.  The Division’s activities during the pandemic have included three dozen trading suspensions, six COVID-related fraud actions, and over 150 newly opened COVID-related investigations and inquiries.  What’s more, the Commission awarded a record 39 individual whistleblowers approximately $175 million — more, much more, than in any prior fiscal year.

via SEC.gov | An Update on FY 2020 Results – Remarks at SEC Speaks.

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