On October 30, the U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower posted nineteen new Notices of Covered Actions (NCAs). Each NCA relates to a specific SEC enforcement action and signals that individuals may now submit whistleblower award claims for these actions. Whistleblowers have until January 28, 2021 to apply for an award for these newly posted NCAs by submitting a completed Form WB-APP to the Office of the Whistleblower.
‘Enforcement 40’ for 2020
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