‘Enforcement 40’ for 2020
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By Securities Docket on February 10, 2021, 11:32 am
Major areas of work that Peirce is likely to take point on will be SEC approval of initial public offerings for crypto firms like Coinbase, the first U.S.-authorized Bitcoin ETF and, of course, that ICO safe harbor. Per SEC policy, we won’t get to hear what Peirce actually thinks about the SEC’s pursuit of Ripple […]
By Securities Docket on February 10, 2021, 11:02 am
Wall Street’s main regulator will give more power to its enforcement staff to launch investigations, an early sign that it plans to become more assertive under the Biden administration. The move by the Securities and Exchange Commission allows more enforcement supervisors to authorize investigations, permitting about 36 senior officials at the agency to subpoena companies […]