‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on February 19, 2021, 11:18 am
Sullivan & Cromwell LLP announced today that Jay Clayton, Chairman of the U.S. Securities and Exchange Commission from May 2017 through December 2020, will be returning to the Firm, resident in the Firm’s New York office, as Senior Policy Advisor and of counsel. Mr. Clayton will also return to his role as an Adjunct Professor […]
By Securities Docket on February 19, 2021, 11:15 am
In one of her first official actions as Acting Chair of the Securities and Exchange Commission (SEC or Commission), Allison Herren Lee reversed a major policy implemented by recently departed SEC Chairman Jay Clayton involving the SEC enforcement settlement process. This decision could significantly impact the SEC settlement process by causing uncertainty for settling entities […]