‘Enforcement 40’ for 2020
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By Securities Docket on March 30, 2021, 1:17 pm
Coinbase named Brett Redfearn, most recently the director of the SEC’s division of trading and markets, to run its capital-markets group, which includes its exchange operations and a brokerage and custody business. Mr. Redfearn, who left the SEC in December, is the second high-ranking former SEC official this week to take a role with a […]
By Securities Docket on March 30, 2021, 9:06 am
Anyone reading the business pages know that SPAC IPO activity continues to surge; indeed, we have not yet even officially completed 2021’s first quarter, yet the number of SPAC IPOs completed and the amount of funding raised have both already exceeded the totals for the full year 2020. As I have already noted in prior […]