The Securities and Exchange Commission today announced that Joel R. Levin, the Director of its Chicago Regional Office, will leave the agency at the end of May.
Mr. Levin has served as Director of the Chicago office since May 2018, overseeing the agency’s second-largest regional office of more than 260 attorneys, accountants, investigators, securities compliance examiners and other personnel involved in the investigation and prosecution of enforcement actions and the performance of compliance examinations. The nine-state region overseen by the Chicago office is home to roughly 20 percent of the nation’s population, and exercises jurisdiction over more than 2,000 investment advisers and investment companies with over $10 trillion in assets under management, and over 500 broker-dealers with more than 35,000 branch offices.
‘Enforcement 40’ for 2020
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