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The Securities and Exchange Commission today announced an award to a whistleblower totaling more than $28 million in connection with an SEC enforcement action and a related action by another federal agency. The whistleblower’s information caused both the SEC and the other agency to open investigations that resulted in significant enforcement actions. Under the SEC’s […]
Progressive groups and consumer advocates called on SEC Chair Gary Gensler to fire members of the Public Company Accounting Oversight Board, the nation’s accounting auditor, saying the board has “collapsed into a pattern of non-enforcement and retaliation against whistleblowers“ and had lost important staff members under former President Donald Trump. Source: Progressives tell SEC chair […]
Expanding on the risk management note Gallagher made, Carton asked during the session, “What about the fact that in the year 2021, you have the technology that would allow—I’m not going to call it a mob, but—a group of people on Reddit to be able to move the stock prices around crazily. Is there any […]