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Browse: Home / 2021 / August / 21 / An Unusual Insider Trading Case

An Unusual Insider Trading Case

By Securities Docket on August 21, 2021, 9:21 am

In short: Company insider (Panuwat) obtains confidential information from his employer that the firm is to be acquired.  He immediately trades in the stock of a similar but unrelated company – recognizing, correctly, that news of the acquisition will lift the stocks of comparable firms.  Has he violated Section 10(b) and Rule 10b-5 by misappropriating confidential information from his employer?

Source: Business Law Prof Blog

Posted in SEC, Top | Tagged Insider Trading

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