‘Enforcement 40’ for 2020
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By Securities Docket on October 26, 2021, 9:36 am
Please join Iris Bennett, Carlos Ayres and Steven Neuman for this free webcast.
By Securities Docket on October 26, 2021, 8:46 am
Now one of the most pressing questions is whether the Securities and Exchange Commission — the federal agency where Ms. Haugen sent the documents — will significantly add to the company’s woes. Whistle-blowers have filed at least nine complaints to the agency, which has oversight of public companies like Facebook, using a selection of the […]
By Securities Docket on October 26, 2021, 7:52 am
Federal judges would be required to report stock trades over $1,000 within 45 days and post their financial-disclosure forms online under legislation proposed by a bipartisan group of lawmakers in the Senate and House of Representatives. The two bills were drafted by both Democrats and Republicans in response to a Wall Street Journal investigation finding […]