Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInFormer Public Affairs Director John Nester to Retire from SEC
The Securities and Exchange Commission today announced that John Nester, formerly the Director of the Office of Public Affairs, is retiring from the agency at the end of this month after nearly 25 years of SEC service. Since April, Mr. Nester has been helping the Office of the Chief Operating Officer prepare the agency and staff […]
Elizabeth Holmes trial hit by new concern: losing too many jurors
When the trial started on September 8, 12 jurors and five alternates took in opening arguments and braced themselves for a trial that is expected to go until at least December. But the group entrusted with deciding the fate of Holmes — who faces a dozen federal fraud charges over allegations that she knowingly misled […]
Global Regulators Back Tougher Rules to Prevent Criminals From Using Crypto – WSJ
The task force called on governments to broaden regulatory oversight of crypto firms and force more of them to take measures such as checking the identities of their customers and reporting suspicious transactions to regulators. The FATF’s guidelines don’t have the force of law, and would need to be implemented by national regulators in each […]