In remarks before the Securities Enforcement Forum, SEC Chair Gary Gensler echoed first SEC Chair Joseph Kennedy’s assertion that the SEC “will make war without quarter on any who sell securities by fraud or misrepresentation.”
Mr. Gensler outlined several principles that he shared with the Division of Enforcement to guide its assessments of misconduct under the federal securities laws….
Source: SEC Chair Warns of Enforcement “Without Quarter” | Cadwalader Cabinet | Find Know Do
