Although the focus of the Enforcement Division may change and evolve over time depending on issues facing and of importance to investors, companies, and the economy as a whole, or in response to new and emerging technologies and investment products, we will continue to apply long-standing, well-known and understood regulations and standards that govern the securities industry when investigating possible misconduct.
This is not “regulation by enforcement.”
This is not “regulation by enforcement.”
This is not “regulation by enforcement.” There. I have said it thrice and what I tell you three times is true.
Source: SEC.gov | 2021 SEC Regulation Outside the United States – Scott Friestad Memorial Keynote Address
