‘Enforcement 40’ for 2020
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By Securities Docket on December 13, 2021, 10:10 am
The Securities and Exchange Commission often picks its top cop from the ranks of Wall Street’s best defense lawyers. Its newest one hadn’t worked on a securities case in almost six years until he took on the job in July. *** Since taking over at the Wall Street watchdog, Mr. Grewal has signaled higher fines […]
Posted in SEC, Top | Tagged Regulators