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Feb. 1 Webcast -- SEC Enforcement: A Look Back at 2021, and What to Expect in 2022

Feb. 1 Webcast — SEC Enforcement: A Look Back at 2021, and What to Expect in 2022

By on January 14, 2022, 12:28 pm

Please join Bill McLucas, Doug Davison, Marty Wilczynski and Steve Richards for this free webcast.

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Regulating via Social Media: Deterrence Effects of the SEC’s Use of Twitter by Jinjie Lin — SSRN

By on January 14, 2022, 11:11 am

This paper presents the ?rst evidence of the e?ect of ?nancial regulators’ social media use on corporate and individual behavior. Using the staggered launch of U.S. Securities and Exchange Commission (SEC) regional o?ces’ Twitter accounts, I ?nd that ?nancial regulators’ presence on social media reduces opportunistic insider trading, customer complaints against investment advisers, and ?nancial […]

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