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Browse: Home / 2022 / January / 25 / SEC Chief Wants Advisors, BDs to Improve ‘Cyber Hygiene’ | ThinkAdvisor

SEC Chief Wants Advisors, BDs to Improve ‘Cyber Hygiene’ | ThinkAdvisor

By Securities Docket on January 25, 2022, 9:46 am

Securities and Exchange Commission Chairman Gary Gensler said Monday that he wants  advisors and broker-dealers to improve their “cyber hygiene” as well as their data privacy disclosures.

Investment companies, investment advisors and broker-dealers, which are not covered by the SEC’s Regulation Systems Compliance and Integrity, or Reg SCI, must “comply with various rules that may implicate their cybersecurity practices, such as books-and-records, compliance, and business continuity regulations,” Gensler said during a speech at the Northwestern Pritzker School Of Law’s 2022 Securities Regulation Institute.

Source: SEC Chief Wants Advisors, BDs to Improve ‘Cyber Hygiene’ | ThinkAdvisor

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Posted in SEC, Top | Tagged Cybersecurity, Gensler

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