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Join the Securities Litigation and Enforcement Group on LinkedInTakeaways from the SEC Division of Enforcement’s FY 2021 Report and Predictions for FY 2022 | Patterson Belknap Webb & Tyler LLP
The report revealed mixed numerical trends. Although the Division brought fewer total enforcement actions, it nevertheless collected a sizeable amount of money in penalties and generously rewarded whistleblowers. In FY 2021, the Commission filed 434 new enforcement actions of 697 total enforcement actions. New enforcement actions increased by 7% from FY 2020, but the total […]