Daily Archives: January 28, 2022, 12:59 pm

Kristin Snyder, Deputy Director of Division of Examinations, to Leave SEC

The Securities and Exchange Commission today announced that Kristin Snyder, Deputy Director of the Division of Examinations (EXAMS), is leaving the agency at the end of this month after more than 18 years of service. Joy Thompson has been named Acting Deputy Director and Acting Associate Director of the Private Funds Unit, and Natasha Vij Greiner has been named Acting…

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Board Diversity Laws ‘Aren’t Optional,’ California AG Rob Bonta Warns – Bloomberg

The California Secretary of State posts reports on the status of compliance with the law. The state may impose fines, ranging from $100,000 to $300,000 per violation. So far, there have been few signs of enforcement. For those that don’t adhere to the law, “there are other steps that we can take.” The laws “aren’t optional,” Bonta said, “they’re required.…

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