‘Enforcement 40’ for 2020
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By Securities Docket on February 10, 2022, 11:16 am
Stradley Ronon Stevens & Young has recruited another high-ranking attorney from the U.S. Securities and Exchange Commission to counsel financial services clients in securities litigation. Jan M. Folena, former supervisory assistant chief litigation counsel in the SEC’s enforcement division, joined Stradley Ronon after more than 20 years of litigating in federal court as a government attorney. Based […]
By Securities Docket on February 10, 2022, 9:16 am
Congress should do the same. During my time at Goldman Sachs, essentially all employees were banned or heavily discouraged from trading single-name stocks in personal accounts. Over the past decade, this has slowly become the norm at Wall Street banks. This wouldn’t be so bad for public officials either. Exchange-traded and index funds offer some […]