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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInCalifornia governor signs executive order on cryptocurrencies
Newsom is directing the state’s business and economic development office to work in collaboration with California’s Business, Consumer Services and Housing Agency and the Department of Financial Protection and Innovation. The order is designed to “create a transparent and consistent business environment for companies operating in blockchain, including crypto assets and related financial technologies, that harmonizes […]
SEC Crypto Cyber – Bloomberg
Notice that it’s all in the Division of Enforcement. As far as I can tell the Division of Writing DeFi Rules continues to have roughly zero dedicated position. The way you will know what SEC’s crypto rules are is that in like five years you will be able to look at a bunch of enforcement actions. […]
Is Stock Market Rigged? Bill Hwang Arrest Is Start of Trading Crackdown – Bloomberg
All of Wall Street should pay close attention. The Hwang case marks an upswing of federal investigations into a slew of suspected trading abuses. Three other broad inquiries have emerged in recent months to examine so-called block trades, short sales, and well-timed wagers. They all center on the same question: Are markets rigged? Source: Is […]
FBI agents arrest Idaho man at Portland airport on warrant alleging securities fraud, insider trading – oregonlive.com
He’s accused of electronically accessing an investment advice service’s unannounced stock picks and using the information to generate millions of dollars in trading profits and providing insider tips to at least one other person, according to a federal complaint unsealed Tuesday. Investigators examined emails Stone sent to another person from January 20, 2021, through March […]