SEC Issues Nearly $3.5 Million Award to Four Whistleblowers

Three joint whistleblowers provided Commission staff with information that caused the staff to open a new investigation that led to the successful enforcement action. These joint whistleblowers’ information also caused another agency to open an investigation which led to a separate successful action. Another whistleblower provided insights based on an analysis of publicly available information that focused the staff’s attention on new allegations that advanced the investigation.

Source: SEC.gov | SEC Issues Nearly $3.5 Million Award to Four Whistleblowers