Daily Archives: May 12, 2022, 10:54 pm

Remarks at Securities Enforcement Forum West 2022 – Gurbir S. Grewal

None of this is new. About a decade ago, one of my predecessors—Rob Khuzami—gave a speech about questionable behavior by defense counsel in SEC investigations. From slow-rolling document productions as I just described—to representing multiple witnesses with adverse interests in the same matter—to kicking witnesses during testimony to get them to answer questions a certain way, Director Khuzami catalogued many…

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It Has Been Over 1.5 Years Since The SEC Has Brought An Individual FCPA Enforcement Action – FCPA Professor

The last individual FCPA enforcement action by the SEC occurred on October 14, 2020 (more than 1.5 years ago) – see here. This one year gap is the most significant gap in individual FCPA enforcement by the SEC in nearly a decade. Since late October, 2020 there have been six corporate SEC FCPA enforcement actions and none of them have involved…

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