The last individual FCPA enforcement action by the SEC occurred on October 14, 2020 (more than 1.5 years ago) – see here.
This one year gap is the most significant gap in individual FCPA enforcement by the SEC in nearly a decade.
Since late October, 2020 there have been six corporate SEC FCPA enforcement actions and none of them have involved related actions against individuals.
‘Enforcement 40’ for 2020
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