For many years, SEC enforcement officials have talked about the importance of individual FCPA enforcement actions and set forth below are representative quotes from over the years.
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The last individual FCPA enforcement action by the SEC occurred on October 14, 2020 (a gap that is approaching two years) – see here.
This nearly two year gap is the most significant gap in individual FCPA enforcement by the SEC in nearly a decade.
Since late October, 2020 there have been seven corporate SEC FCPA enforcement actions and none of them have involved related actions against individuals.
Source: The Gap In SEC Individual FCPA Enforcement Actions Is Approaching Two Years – FCPA Professor
