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Browse: Home / 2022 / July / 15 / The Gap In SEC Individual FCPA Enforcement Actions Is Approaching Two Years – FCPA Professor

The Gap In SEC Individual FCPA Enforcement Actions Is Approaching Two Years – FCPA Professor

By Securities Docket on July 15, 2022, 2:48 pm

For many years, SEC enforcement officials have talked about the importance of individual FCPA enforcement actions and set forth below are representative quotes from over the years.

***

The last individual FCPA enforcement action by the SEC occurred on October 14, 2020 (a gap that is approaching two years) – see here.

This nearly two year gap is the most significant gap in individual FCPA enforcement by the SEC in nearly a decade.

Since late October, 2020 there have been seven corporate SEC FCPA enforcement actions and none of them have involved related actions against individuals.

Source: The Gap In SEC Individual FCPA Enforcement Actions Is Approaching Two Years – FCPA Professor

Posted in Criminal, SEC, Top | Tagged FCPA

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