Daily Archives: March 12, 2023, 10:00 am

SEC Enforcement: Year in Review — Paul Weiss

During Chair Gary Gensler’s and Director of Enforcement Gurbir Grewal’s second year of leadership, several key enforcement priorities came into focus that will impact businesses across sectors. In this year in review, we highlight important takeaways for business leaders and in-house counsel from the Division’s activities in 2022, and what these activities mean for the Division’s priorities for the year…

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Insider Trading: Can There Be a Tippee Without a Tipper? – Morgan Lewis

It is generally understood that it is unlawful to trade on nonpublic, market-moving information, or tips from someone with inside information—but what if the tip was not unlawful in the first place? When someone receives a tip of confidential information from a source who has not engaged in insider trading, can the recipient of that information, the “tippee,” be guilty…

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