The Gap In SEC Individual FCPA Enforcement Actions Is Now 2.5 Years – FCPA Professor

The last individual FCPA enforcement action by the SEC occurred in October 2020 (a gap that is now approximately 2.5 years).

This 2.5 gap is the most significant gap in individual FCPA enforcement by the SEC in nearly a decade and is approaching the longest gap in approximately 20 years. (See here).

Since October 2020 there have been 13 corporate SEC FCPA enforcement actions and none of them have involved related actions against individuals.

Not one.

Source: The Gap In SEC Individual FCPA Enforcement Actions Is Now 2.5 Years – FCPA Professor