Daily Archives: April 14, 2023, 8:24 am

Lawmakers Give SEC Deadline for Sam Bankman-Fried Records | PYMNTS.com

Lawmakers are clashing with a regulator over access to records about the arrest of Sam Bankman-Fried. The House Financial Services Committee “will consider all avenues to compel” the release of documents related to the arrest from the Securities and Exchange Commission (SEC). The chairman of the committee, Patrick McHenry, and the chairman of the Subcommittee on Oversight and Investigations, Bill Huizenga, said in a Wednesday (April…

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Investor Protector: Former SEC Attorney Joining Chicago-Kent Faculty in Fall | Chicago-Kent College of Law

Prior to pursuing a career in academia, James Tierney practiced in the Securities and Exchange Commission (SEC)’s Office of the General Counsel, where he helped resolve enforcement actions against financial advisers and determine consequences for bad actors. Source: Investor Protector: Former SEC Attorney Joining Chicago-Kent Faculty in Fall | Chicago-Kent College of Law

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CFTC Chief Says Binance Intentionally Flouted US Regulations

The head of Commodity Futures Trading Commission admonished Binance Holdings Ltd over its compliance with US rules after the derivatives regulator sued the crypto exchange and its chief executive last month for a litany of alleged violations. “These are not unsophisticated individuals,” CFTC Chairman Rostin Behnam said Thursday at an event hosted by Princeton University. “They are starting large companies…

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Coinbase Unveils Listing Roadmap in a Bid to Promote Transparency — CoinEdition

In an effort to enhance transparency and reduce insider trading, Coinbase, a leading cryptocurrency exchange, has introduced a comprehensive roadmap outlining its plans for new asset listings. This move is part of the exchange’s ongoing strategy to expand its range of tradable assets and to serve as a bridge between retail customers and Web3 technology. Coinbase’s roadmap seeks to provide…

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Fuel Cell Company Hit with Supply Chain-Related Securities Suits   | The D&O Diary

In the current economic environment, companies are wrestling with a host of macroeconomic issues, including rising interest rates, economic inflation, continuing labor shortages, and the war in Ukraine. In addition, another issue companies are facing in the wake of the pandemic is supply chain disruption, which continues to challenge some companies. In the latest sign of ways in which these…

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