‘Enforcement 40’ for 2020
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By Securities Docket on May 9, 2023, 7:48 am
The Supreme Court’s unanimous decision on April 14 granting companies and people facing SEC charges the ability to challenge the agency’s constitutional authority in U.S. District Court before the SEC resolves the matter in-house could cause “headaches” for at least some of the SEC’s enforcement efforts, said Christian D. H. Schultz, a Washington-based partner at […]