NEED TO KNOW NOW: The Securities Enforcement Forum was held yesterday in DC and was composed of over ten panels and 40 impressive panelists addressing the most pressing issues in SEC Enforcement. It was wonderful to see so many former SEC colleagues and hear how they view the current Enforcement landscape. While there were countless takeaways from the forum, here are seven that I found most interesting and current.
Source: Need to Know: 7 Takeaways from the Securities Enforcement Forum | Holly P. Carr, LinkedIn
