Tina Diamantopoulos Named Regional Director of Chicago Office

The Securities and Exchange Commission today announced that Tina Diamantopoulos has been named Director of the Chicago Regional Office, the Commission’s second-largest regional office.

Ms. Diamantopoulos is a 30-year veteran of the SEC and has held leadership roles in both the Division of Enforcement and the Division of Examinations. Since April 2022, she has served as the Associate Director for the regional broker-dealer examination program supervising teams that examine broker-dealers, exchanges, transfer agents, municipal advisors, funding portals and security-based swap dealers.

Source: SEC.gov | Tina Diamantopoulos Named Regional Director of Chicago Office