Securities Docket is the industry’s most comprehensive and timely source of news. Updated daily, Securities Docket aggregates important news and developments concerning SEC enforcement, securities class actions, white-collar matters and more as they occur. Practicing lawyers, in-house counsel, accountants, consultants, compliance professionals, institutional investors, and executives rely on Securities Docket as their “one-stop” way to quickly and easily stay informed.
Securities Docket launched its annual conference, Securities Enforcement Forum, in Washington, D.C. in 2012, added a West Coast counterpart, Securities Enforcement Forum West, in 2015, and introduced Securities Enforcement Forum Central in 2023. Today these conferences are widely-regarded as the preeminent securities enforcement conferences in the world, bringing together hundreds of current and former senior SEC and DOJ officials, leading securities enforcement and white-collar attorneys, and others who attend in person or via livestream.
Bruce Carton is the founder and editor of Securities Docket and the “Daily Update from Securities Docket” newsletter. Bruce is a former Senior Counsel with the SEC’s Division of Enforcement, as well as a former securities litigation partner with one of the world’s largest law firms. From 2008-2016, Bruce was a featured columnist for Compliance Week on securities enforcement and litigation issues, and the author of Compliance Week’s “Enforcement Action” blog.