Securities Docket

Securities Docket is the hub of securities enforcement, hosting the preeminent securities enforcement conferences in the world. Securities Docket launched its annual conference, Securities Enforcement Forum, in Washington, D.C. in 2012, added a West Coast counterpart, Securities Enforcement Forum West, in 2015, and introduced Securities Enforcement Forum Central in 2023. In February 2025, Securities Docket will host the inaugural Securities Enforcement Forum N.Y. These events bring together hundreds of current and former senior SEC and DOJ officials, leading securities enforcement and white-collar attorneys, and others who attend in person or via livestream.

Securities Docket also publishes the “Daily Update from Securities Docket,” the industry’s most targeted and timely newsletter. The Daily Update aggregates the most important news and developments concerning SEC enforcement, securities class actions, white-collar matters and more each day. It is read by thousands of practicing lawyers, in-house counsel, accountants, consultants, regulators, compliance professionals, institutional investors, and executives.

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testimonials

Prof. Dan Taylor

If you want a newsletter that is Matt Levine but with less snark and more news aggregation in the enforcement space, try the Daily Update from Securities Docket.

Prof. Dan Taylor

Stephen Crimmins

Securities Enforcement Forum D.C. 2023 was the best edition ever of the best SEC Enforcement program in the history of SEC Enforcement!

Stephen Crimmins

David Smyth

Securities Enforcement Forum is the preeminent securities enforcement law conference anywhere.

David Smyth