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‘Enforcement 40’ for 2020
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SEC Charges Spongetech and Execs with Pump-and-Dump Scheme
Company, executives charged with dumping 2.5 billion shares after manipulating market.
DOJ Deploying Aggressive Response to Wall Street Frad
Breuer says DOJ will aggressively seek jail time for economic crimes.
Picower’s Estate to Pay $2 Billion to Madoff Investors
Settlement between Picower’s estate and Madoff investors expected soon.
Report: Goldman Sachs Will Seek Settlement of SEC Case
Unnamed Goldman executive says firm will seek to settle on non-fraud claims.
SEC Investigates Companies Doing Business with Terror Hubs
SEC probe relates to possible FCPA violations.
SEC’s Shapiro Rejects Claims of Political Agenda in Goldman Case
Schapiro asserts independence of agency, expresses disappointment in rhetoric.
U.S. Joins International Bribery Probe of Hewlett-Packard
DOJ and SEC reportedly investigating whether H-P violated the FCPA.
Australia: Police Raid Drug Gang Allegedly Getting Bank Tip-Offs
Authorities raid drug gang for alleged insider trading violations.
Charles Jumet Receives Longest Sentence in FCPA Prosecution History: 87 Months
Jumet sentenced after pleading guilty to FCPA violations related to maritime contracts in Panama.
Taiwan: PSC Chairman Found Not Guilty on Insider Trading Charges
Frank Huang acquitted on insider trading charges, but found guilty of “breach of trust.”