‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInTardy SEC whistleblower earns reduced award – The FCPA Blog
The Securities and Exchange Commission reduced a whistleblower award to $1.5 million Friday because the whistleblower was “culpable” and delayed reporting the misconduct for a year. The whistleblower provided “vital information and ongoing assistance that proved important to the overall success of an enforcement action.” But the SEC said in Friday’s award order (pdf) the […]
Highlights from Securities Enforcement Forum 2016
Photos and highlights from Securities Enforcement Forum 2016.
Oct. 26 Webcast: The Ability-to-Pay Defense — a Strategy for Reducing Criminal Fines
Please join Seth Farber, Trey Nicoud, Basil Imburgia, Jeff Litvak, and Geoffrey Ihnow for this free webcast.
March 1 Webcast – Insights and Observations on Post-Acquisition Disputes Involving Earnouts
Please join Jeff Litvak, Jeremy McGannon and Michael Faris for this free webcast.
Jan. 15 Webcast: SEC Enforcement – Key Developments in 2015
Please join Bill McLucas, Doug Davison, Marty Wilczynski and Jason Flemmons for this free webcast.
Grand Opening: Photo Wing of the Enforcement Action Art Gallery! | Compliance Week
In September 2015, I was motivated by an awesome drawing of the five SEC commissioners reimagined as WWE wrestlers to launch the Enforcement Action Art Gallery. It occurs to me, however, that there are many photographs that need to be preserved, as well. Welcome to the new Photo Wing! via Grand Opening: Photo Wing of […]
Photos and Highlights from Securities Enforcement Forum 2015
Photos and highlights from Securities Enforcement Forum 2015.
Top Five Reasons (and One Bonus Reason!) to Register Now for Securities Enforcement Forum 2015!
Securities Enforcement Forum 2015 is on Nov. 4, 2015. Register now!
Welcome to the Enforcement Action Art Gallery! | Compliance Week
Welcome to the “Enforcement Action Art Gallery,” this blog’s collection of the finest SEC and securities enforcement-related art available anywhere. via Welcome to the Enforcement Action Art Gallery! | Compliance Week.
De Niro to Play Bernard Madoff in HBO’s ‘Wizard of Lies’ | Compliance Week
Nearly six years after the scandal unfolded, HBO is moving forward with a film on the Madoff scandal based on Wizard of Lies, a book by NYT reporter, Diana B. Henriques. Robert De Niro will play the role of Bernard Madoff and Henriques will play herself in the movie. via De Niro to Play Bernard […]