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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInProskauer Welcomes Litigation Partner Robert Pommer – Proskauer Rose LLP
Proskauer, a leading international law firm, is pleased to welcome Robert (Bob) Pommer as a partner in its Litigation Department. Bob has deep securities-related enforcement and compliance experience and will bolster the Firm’s securities litigation and regulatory enforcement capabilities for asset managers. He will be based in Proskauer’s Washington, D.C. office. Source: Proskauer Welcomes Litigation […]
Willkie Adds Former Federal Prosecutor Marina A. Torres as White-Collar Litigation Partner in Los Angeles | Willkie Farr & Gallagher LLP
Willkie Farr & Gallagher LLP today announced that Marina A. Torres has joined the Firm as a partner in in the Litigation Department, where she is part of Willkie’s White-Collar Defense Practice. She is based in Los Angeles. Source: Willkie Adds Former Federal Prosecutor Marina A. Torres as White-Collar Litigation Partner in Los Angeles | Willkie […]
DOJ Taps White-Collar Litigation Head Fresh Off Jan. 6 Committee
The Justice Department has appointed Sean Tonolli, a former senior staffer on the House Jan. 6 committee, to lead the criminal fraud section’s litigation team. The hire, which was posted in an update Monday on the section’s website, brings the white-collar enforcement office a veteran prosecutor and former law firm partner to oversee a unit […]
Former Georgia Supreme Court Chief Justice David Nahmias will join Jones Day as a partner in Atlanta | Jones Day
David E. Nahmias, the former Chief Justice of the Supreme Court of Georgia, United States Attorney for the Northern District of Georgia, and Deputy Assistant Attorney General for the Criminal Division of the U.S. Department of Justice, will join the Firm as a partner based in the Atlanta Office. He will lead the Investigations & […]
Crypto Exchange Kraken Names New Compliance Chief After Months of Searching – WSJ
Cryptocurrency exchange Kraken said it named CJ Rinaldi as its new chief compliance officer, hiring him from rival Blockchain.com, as it continues to revamp its compliance program after a sanctions violation settlement amid increasing regulatory scrutiny of the crypto sector. Source: Crypto Exchange Kraken Names New Compliance Chief After Months of Searching – WSJ
Greenberg Traurig Adds Veteran Banking Attorney Mark D. Shaffer to its Financial Regulatory & Compliance Practice in New York | Greenberg Traurig LLP
Global law firm Greenberg Traurig, LLP expands its Financial Regulatory & Compliance capabilities with the addition of Mark D. Shaffer as a shareholder in the New York office. He joins from Bank of New York Mellon (BNYM) where he served as chief compliance officer of BNY Trust Company of Canada and BNY Mellon (Toronto Branch), […]
Former SEC Enforcement Lawyer David H. Tutor Joins WilmerHale | WilmerHale
David H. Tutor, a former Senior Counsel at the Securities and Exchange Commission’s Division of Enforcement, has joined WilmerHale as Special Counsel in New York. Source: Former SEC Enforcement Lawyer David H. Tutor Joins WilmerHale | WilmerHale
FINRA Announces Departure of Enforcement Head Jessica Hopper | Business Wire
FINRA announced today that Jessica Hopper plans to leave FINRA on February 3, after an 18-year tenure culminating in her leadership of the Department of Enforcement. During her time as Head of Enforcement, FINRA brought numerous significant disciplinary actions to protect investors and markets, including its largest-ever enforcement action; prioritized returning money to harmed investors; […]
Mayer Brown adds securities enforcement lawyer | News | Mayer Brown
Mayer Brown announced today that Tim Nagy has joined the firm’s Washington DC office as a partner in its Litigation & Dispute Resolution and Financial Markets Regulatory & Enforcement practices. Source: Mayer Brown adds securities enforcement lawyer | News | Mayer Brown
King & Spalding Adds Global Investigations Partner Olivia Radin in New York – King & Spalding
King & Spalding announced today that Olivia Radin has joined the firm as a partner on its Special Matters and Government Investigations team. She is based in the New York office. Source: King & Spalding Adds Global Investigations Partner Olivia Radin in New York – King & Spalding