‘Enforcement 40’ for 2020
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By Securities Docket on November 19, 2009, 1:08 pm
FOX Business interviews former prosecutor John Hueston on the new financial fraud task force.
By Securities Docket on November 13, 2009, 12:22 pm
Mike MacPhail and Bruce Carton discuss the impact of the SEC’s first Reg G case.
By Securities Docket on November 13, 2009, 10:31 am
Fox Business News reports two new arrests of IT professionals at Madoff’s firm.
By Securities Docket on November 12, 2009, 12:14 pm
“Newsy” reviews the impact of the Bear Stearns verdicts.
By Securities Docket on November 2, 2009, 10:06 am
Madoff explains how regulators missed his scheme completely and discuses his relationship with SEC.
By Securities Docket on October 30, 2009, 3:08 pm
Securities Docket editor Bruce Carton previews three excellent webcasts that are coming soon.
By Securities Docket on October 29, 2009, 3:32 pm
Henny Sender provides details on her report in today’s Financial Times.
By Securities Docket on October 28, 2009, 12:53 pm
CNBC’s Charlie Gasparino asks whether the government is blowing the Bear Stearns case.
By Securities Docket on October 20, 2009, 6:09 pm
Baker Botts’ Brad Bennett analyzes wiretaps and other key issues related to the Rajaratnam insider trading case.
By Securities Docket on October 19, 2009, 5:56 pm
David Seide and Bruce Carton discuss wiretaps in the Rajaratnam case and the impact on hedge fund compliance.