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Join the Securities Litigation and Enforcement Group on LinkedInSEC Says Employees Improperly Accessed Privileged Legal Records – WSJ
The SEC’s notice said some workers in the enforcement division in 2017 downloaded legal memos that should have been restricted to the commissioners and lawyers who advise them on orders and opinions. Instead, the documents were uploaded to a database that all SEC enforcement attorneys could see. “It’s the equivalent of a party in litigation […]