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Browse: Home / Algorithms

Algorithms

2019 is year of the algorithm for the SEC

By Securities Docket on January 8, 2019, 8:52 am

In 2016, the SEC said it would begin auditing robo-advisers for compliance with securities laws, and in February 2017, the SEC issued an investor bulletin and guidance on the topic. Now, in two separate cases, the SEC has made the point that using an algorithm does not relieve investment advisers of their obligations under the […]

Posted in SEC, Top | Tagged Algorithms

Insider Trading: Algorithmic Sleuths Follow the Options Market – Bloomberg

By Securities Docket on December 1, 2018, 10:55 am

Insider trading involves illegal profiting from nonpublic information by people buying and selling shares. It typically increases whenever companies are busy acquiring each other. The 42 percent rise in the Russell 3000 index during the 24 months through September included the most mergers and acquisitions in 12 years. Now the technology that created artificial intelligence is getting […]

Posted in Industry, Top | Tagged Algorithms

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