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Join the Securities Litigation and Enforcement Group on LinkedInSEC 2019 Annual Report: Impressive Enforcement Metrics
Facing a 35-day government shutdown and new restrictions on the ability to recover disgorgement, it would be perfectly understandable if the SEC’s Division of Enforcement suffered a lackluster year. Nevertheless, according to their recently released Annual Report, the Division of Enforcement defied the odds and turned in an impressive year by most metrics. The full […]
SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2019
The Securities and Exchange Commission’s Division of Enforcement today issued its annual report for fiscal year 2019. The report details the division’s efforts and initiatives on behalf of investors, highlights several significant actions, and presents the activities of the division from both a qualitative and quantitative perspective. via SEC.gov | SEC Division of Enforcement Publishes […]