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Browse: Home / Appeals

Appeals

U.S. hedge fund founder is denied early release in insider case | Reuters

By Securities Docket on January 1, 2016, 4:13 pm

A federal judge on Wednesday rejected hedge fund manager Doug Whitman’s request to end his two-year sentence for insider trading early while he pursues his latest appeal of his 2012 conviction. via U.S. hedge fund founder is denied early release in insider case | Reuters

Posted in Criminal, Top | Tagged Appeals, Sentencing

Raj Rajaratnam seeks to cut 11-year insider trading sentence | Reuters

By Securities Docket on June 10, 2015, 8:47 am

Galleon Group hedge fund founder Raj Rajaratnam plans to formally ask a U.S. judge to throw out his 11-year prison sentence and void many of the 14 counts for which he was convicted in his insider trading case. Rajaratnam, 57, has already served 3-1/2 years of his term following his May 2011 conviction on nine […]

Posted in Criminal, Top | Tagged Appeals, Sentencing

Gupta to Remain Free Pending Insider Appeal

Gupta to Remain Free Pending Insider Appeal

By Securities Docket on December 5, 2012, 2:37 pm

Second Circuit rules Gupta can stay out of prison while his appeal is heard.

Posted in Criminal, Top | Tagged Appeals, Bail, Insider Trading

SEC Cops Want to Fight U.S. Judge

SEC Cops Want to Fight U.S. Judge

By Securities Docket on December 15, 2011, 2:12 pm

Enforcement staff expected to recommend SEC appeal Judge Rakoff’s rejection of Citigroup settlement.

Posted in SEC, Top | Tagged Appeals, Settlements

The SEC and the Courts: Challenging the Citigroup Decision

The SEC and the Courts: Challenging the Citigroup Decision

By Securities Docket on December 1, 2011, 5:12 pm

SEC could seek voluntary dismissal and refile (and settle), or seek reconsideration of the decision.

Posted in SEC | Tagged Appeals

Judge Rakoff Rejects Citigroup Settlement: So Now What?

Judge Rakoff Rejects Citigroup Settlement: So Now What?

By Securities Docket on November 29, 2011, 9:11 pm

SEC options include an appeal or moving to a new enforcement model.

Posted in SEC | Tagged Appeals, Settlements

Rajaratnam Seeks to Remain Free While Appealing Wiretap Use

Rajaratnam Seeks to Remain Free While Appealing Wiretap Use

By Securities Docket on November 29, 2011, 5:11 pm

Raj Rajaratnam asks court to allow him to remain free while appeal concerning wiretapped calls is pending.

Posted in Criminal, Top | Tagged Appeals

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