‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInU.S. hedge fund founder is denied early release in insider case | Reuters
A federal judge on Wednesday rejected hedge fund manager Doug Whitman’s request to end his two-year sentence for insider trading early while he pursues his latest appeal of his 2012 conviction. via U.S. hedge fund founder is denied early release in insider case | Reuters
Raj Rajaratnam seeks to cut 11-year insider trading sentence | Reuters
Galleon Group hedge fund founder Raj Rajaratnam plans to formally ask a U.S. judge to throw out his 11-year prison sentence and void many of the 14 counts for which he was convicted in his insider trading case. Rajaratnam, 57, has already served 3-1/2 years of his term following his May 2011 conviction on nine […]
Gupta to Remain Free Pending Insider Appeal
Second Circuit rules Gupta can stay out of prison while his appeal is heard.
SEC Cops Want to Fight U.S. Judge
Enforcement staff expected to recommend SEC appeal Judge Rakoff’s rejection of Citigroup settlement.
The SEC and the Courts: Challenging the Citigroup Decision
SEC could seek voluntary dismissal and refile (and settle), or seek reconsideration of the decision.
Judge Rakoff Rejects Citigroup Settlement: So Now What?
SEC options include an appeal or moving to a new enforcement model.
Rajaratnam Seeks to Remain Free While Appealing Wiretap Use
Raj Rajaratnam asks court to allow him to remain free while appeal concerning wiretapped calls is pending.