‘Enforcement 40’ for 2020
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By Securities Docket on March 29, 2013, 7:52 am
SAC Capital portfolio manager is most senior SAC employee to be arrested in government probe.
By Securities Docket on February 17, 2012, 12:56 pm
Kinnucan claims he refused to secretly record others in U.S. probe of insider trading.
By Securities Docket on November 13, 2009, 10:31 am
Fox Business News reports two new arrests of IT professionals at Madoff’s firm.
By Securities Docket on September 23, 2009, 2:04 pm
Investigation focuses on sale of €19.5 million Fortis shares by Compagnie du Bois Sauvage.
By Securities Docket on June 19, 2009, 8:14 am
CNBC’s Scott Cohn and Hampton Pearson report in this video on the arrest yesterday of Allen Stanford, now in federal custody in Virginia. Stanford was arrested within hours of his indictment Thursday in an alleged $8 billion Ponzi scheme.
By Securities Docket on February 3, 2009, 8:55 am
To date, the financial crisis has resulted in high-profile “perp walks” in just two cases: the two Bear Stearns hedge fund managers charged with securities fraud, and the two Credit Suisse brokers also charged with securities fraud in selling ARS. That is about to change, top law enforcement officials told Fox Business News. A DOJ […]