• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / Attorneys

Attorneys

Where Are the (Crypto) Lawyers? | LinkedIn

By Securities Docket on November 12, 2021, 8:12 am

It’s Déjà vu all over again at the SEC. At the 2021 SEC Enforcement Forum, Chair Gary Gensler of the U.S. Securities and Exchange Commission (SEC), seized the opportunity to admonish the rising crop of self-anointed fintech lawyers who too often advise their clients on how to circumvent U.S. securities laws — as opposed to […]

Posted in SEC, Top | Tagged Attorneys, Cryptocurrency, Gensler

Initial Coin Offering Attorneys Beware, You Could Be Next! | Crowdfund Insider

By Securities Docket on March 13, 2018, 7:21 am

SEC enforcement actions taken directly against attorneys are on the rarer side but they do happen. When they do occur they typically involve allegations that the subject attorney was negligent or otherwise knowingly assisted a client in committing fraud. While to date the SEC has not hinted at any attorney(ies) knowingly committing, or otherwise assisting […]

Posted in SEC, Top | Tagged Attorneys, ICOs

The SEC Man Cometh for ICO Attorneys | Bloomberg Law

By Securities Docket on February 6, 2018, 9:40 am

The Securities and Exchange Commission is expanding its focus from the companies developing initial coin offerings to the hundreds of lawyers who are guiding them through regulatory gray areas. The industry argues it doesn’t fit neatly into existing legal frameworks as global regulators consider whether virtual tokens might be securities — which require strict regulatory […]

Posted in SEC, Top | Tagged Attorneys, ICOs

Subscribe

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.