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Browse: Home / Books

Books

Sam Bankman-Fried met with ‘Big Short’ author Michael Lewis

By Securities Docket on December 27, 2022, 7:31 pm

Currently holed up at his parents’ home at Stanford University after being released on $250 million bail last week following being slapped with federal charges of financial fraud and money laundering, Bankman-Fried was visited by bestselling author Michael Lewis. Sources exclusively told The Post Tuesday “Moneyball” writer Lewis spent several hours inside the residence just […]

Posted in Industry, Top | Tagged Books, FTX

The SEC v. Mark Cuban

By Securities Docket on April 11, 2019, 12:43 pm

…. The SEC’s case against Cuban raises questions focusing on the scope of this nation’s insider trading laws, the strategic litigation decisions made, the significant costs of defending one’s good reputation, and the proper limits of governmental prosecutorial discretion. via The SEC v. Mark Cuban.

Posted in SEC, Top | Tagged Books

The Real Lessons of Bernie Madoff’s Crimes | The Crime Report

By Securities Docket on August 29, 2017, 7:52 am

In Bernie Madoff and the Crisis: the Public Trial of Capitalism (Stanford University Press), Eren suggests that the focus on Madoff as the incarnation of financial corruption ignores the economic culture that has allowed him and other white-collar fraudsters to flourish. And his role in the Wall Street meltdown is poorly understood. “In some people’s […]

Posted in Criminal, Industry, Top | Tagged Books

An Insider-Trading Tale That Reads Like a Thriller – The New York Times

By Securities Docket on February 7, 2017, 11:05 am

If you’ve kept up with the headlines about Cohen over the years, you know the ending of Kolhatkar’s tale in advance: The government never brings a case against him. That reality, to some degree, gets in the way of an otherwise good story — and in the end makes it not nearly as satisfying as […]

Posted in Industry, Top | Tagged Books

How Steven Cohen survived an insider trading scandal — FT

By Securities Docket on February 7, 2017, 11:04 am

Sheelah Kolhatkar, a New Yorker writer who has doggedly followed the SAC Capital story — the biggest Wall Street insider trading scandal since Ivan Boesky was jailed in the late 1980s — sheds plenty of light on how the hedge fund became “very blessed”. It’s a murky tale that reflects extremely badly both on Cohen […]

Posted in Industry, Top | Tagged Books

HFT critic Michael Lewis ‘dead wrong:’ Author — CNBC

By Securities Docket on November 25, 2014, 7:53 am

“Michael Lewis got it wrong when he said that high-frequency traders are front running the public market. What he alleged is simply impossible. Today’s markets don’t work that way,” Peter Kovac, author of “Flash Boys: Not So Fast,” said in an interview Monday with CNBC’s “Closing Bell.” via HFT critic Michael Lewis ‘dead wrong:’ Author — […]

Posted in Industry, Top | Tagged Books, High-Frequency Trading

Flash Boys beware: SEC chills high-frequency trading | New York Post

By Securities Docket on November 20, 2014, 8:01 am

The Securities and Exchange Commission adopted new rules on Wednesday to keep exchanges and so-called “dark pools” safer by requiring more safeguards — a shift that will put more regulation on high-frequency trading platforms. via Flash Boys beware: SEC chills high-frequency trading | New York Post

Posted in Industry, SEC, Top | Tagged Books, High-Frequency Trading

Doing Compliance –The Book | FCPA Compliance and Ethics Blog

By Securities Docket on October 29, 2014, 8:25 am

I have consistently tried to bring a ‘Nuts and Bolts’ approach to my writing about compliance. Last year when describing some of my writing on the building blocks of a Foreign Corrupt Practices Act (FCPA) compliance program to my friend Mary Flood, she said “That’s great but what about actually doing compliance?” … Her idea […]

Posted in Industry, Top | Tagged Books, Compliance

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