• Home
  • About
  • Webcasts
  • ‘Enforcement 40’ for 2020
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Securities-Docket-Leaderboard_9Sec
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / Brexit

Brexit

SEC.gov | The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory Cooperation Arrangements

By Securities Docket on April 1, 2019, 9:34 am

The Securities and Exchange Commission and the United Kingdom (UK) Financial Conduct Authority (FCA) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s withdrawal from the European Union (EU). via SEC.gov | The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory […]

Posted in Global, SEC, Top | Tagged Brexit, UK

Brexit—What Now for Fund Managers? — HLS Forum on Corp. Gov.

By Securities Docket on July 6, 2016, 9:43 am

The UK referendum of June 23 will have historic implications for the UK and the EU as a whole. We have attempted here to look at some issues for financial services businesses, and in particular fund managers, transacting with the UK and EU. via Brexit—What Now for Fund Managers? — HLS Forum on Corp. Gov.

Posted in Global, Top | Tagged Brexit

‘Enforcement 40’ for 2020

Securities-Docket_Medium-Rectangle_CaseStudyArrow

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2021 Securities Docket.

Powered by WordPress and Hybrid.