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By Securities Docket on April 1, 2019, 9:34 am
The Securities and Exchange Commission and the United Kingdom (UK) Financial Conduct Authority (FCA) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s withdrawal from the European Union (EU). via SEC.gov | The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory […]
By Securities Docket on July 6, 2016, 9:43 am
The UK referendum of June 23 will have historic implications for the UK and the EU as a whole. We have attempted here to look at some issues for financial services businesses, and in particular fund managers, transacting with the UK and EU. via Brexit—What Now for Fund Managers? — HLS Forum on Corp. Gov.