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‘Enforcement 40’ for 2020
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FSA Said to Review Credit-Default Swaps in Market Abuse Probe
UK regulator probing whether there has been insider trading involving CDS.
SEC v. Rorech: Agency Swaps Defeat for Progress in Its Derivative Enforcement Program
SEC loses battle against defendants but gains a crucial jurisdictional victory in derivatives area.
Rorech Argues He Did Not Possess Confidential Information
Court hears closing arguments in Rorech trial.
Next Week’s CDS Case to Answer Jurisdictional Issue
Upcoming case will test boundaries of the SEC’s jurisdiction in CDS markets.
Archived Version of Nov. 9 Webcast: OTC Derivatives and Structured Products in the New Economy
Andrea S. Kramer of MW&E and Robert M. MacLaverty of FTI Consulting joined us here for a free webcast.
Today’s Webcast: OTC Derivatives and Structured Products in the New Economy
Please join Andrea S. Kramer and Robert M. MacLaverty today for this free webcast.
November 9 Webcast: OTC Derivatives and Structured Products in the New Economy
Please join Andrea S. Kramer, Robert M. MacLaverty, and Paul Stephens for this free webcast.
Archived Version of Oct. 2 Webcast–“Credit Default Swaps: Recent Developments”
Gene Deetz, Jeff Nielsen and Julie Bennett of Navigant Consulting and Jay Tambe and James Goldfarb discuss CDS developments.
Today’s Webcast (Oct. 2) – Materials Available Here for “Credit Default Swaps: Recent Developments”
Materials for today’s webcast are now available here.
Today’s Webcast (Oct. 2) – Credit Default Swaps: Recent Developments
Please join us today at 1 pm Eastern for this free webcast on key recent CDS developments.