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Join the Securities Litigation and Enforcement Group on LinkedInDetection Efforts Are Job One at the CFP Board | RIAIntel
When Tom Sporkin joined the CFP Board as managing director of enforcement in January 2021, he was met with his fair share of challenges. Sporkin and his team are constantly trying to improve and implement the significant resources dedicated to their detection efforts, but at the end of the day, “we’re aware that we can’t […]