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Detection Efforts Are Job One at the CFP Board | RIAIntel

By Securities Docket on August 24, 2022, 8:38 am

When Tom Sporkin joined the CFP Board as managing director of enforcement in January 2021, he was met with his fair share of challenges. Sporkin and his team are constantly trying to improve and implement the significant resources dedicated to their detection efforts, but at the end of the day, “we’re aware that we can’t […]

Posted in Industry, People, Top | Tagged CFPs, Regulators

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