• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
FTI 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / Chairman

Chairman

SEC Chief to Wall Street: The Everything Crackdown Is Coming – AdvisorHub

By Securities Docket on October 11, 2021, 2:02 pm

The joke in Washington is that Gary Gensler could inspire his own version of the game, “Drink Every Time…” The rules: Down a shot every time the U.S. Securities and Exchange Commission chief says he’s “asked the staff” to consider new regulations. Gensler has “asked the staff” about oversight for crypto — drink. For online […]

Posted in SEC, Top | Tagged Chairman

Gary Gensler confirmed to lead the SEC, Wall Street’s top regulator

By Securities Docket on April 14, 2021, 12:42 pm

Gary Gensler will lead the Securities and Exchange Commission after the Senate voted 53-45 on Wednesday to confirm his nomination to the nation’s top financial regulator. Gensler, chosen for the role by President Joe Biden, will now play a key part in enforcing and drafting the rules that govern Wall Street, investors and a wide […]

Posted in People, SEC, Top | Tagged Chairman

Leon Black quits leadership positions at Apollo | Financial Times

By Securities Docket on March 22, 2021, 9:51 am

Leon Black has quit his leadership positions at Apollo Global Management, ceding power after the investment firm he co-founded 30 years ago became overshadowed by an outcry over his ties to the late paedophile Jeffrey Epstein. Former Securities and Exchange Commission chairman Jay Clayton will become non-executive chairman, a role that Apollo had previously indicated […]

Posted in Industry, SEC, Top | Tagged Chairman, Regulators

Chamber of Commerce endorses Gary Gensler to serve as SEC chair – The Washington Post

By Securities Docket on March 9, 2021, 9:49 am

The U.S. Chamber of Commerce, the country’s largest business lobbying organization, is throwing its weight behind Gary Gensler, President Biden’s pick to lead the Securities and Exchange Commission. Gensler, a former Goldman Sachs partner who turned into an aggressive financial industry regulator and progressive darling, was expected to win confirmation thanks to his support among […]

Posted in SEC, Top | Tagged Chairman, Chamber of Commerce

What’s Ahead at the SEC? | The D&O Diary

By Securities Docket on March 2, 2021, 7:33 pm

President Biden’s nominee to head the SEC, Gary Gensler, faced a grilling today before the U.S Senate banking committee as his nomination  proceeds through Congress. Although the outcome of his nomination technically remains uncertain, his eventual confirmation seems likely. With that possibility in mind, it seems timely to look ahead at some of the issues […]

Posted in SEC, Top | Tagged Chairman, Reviews

Senate Panel Sets Date for Gensler SEC Nomination Hearing | ThinkAdvisor

By Securities Docket on March 1, 2021, 2:38 pm

The Senate Banking Committee has scheduled for March 2 a nomination hearing for Gary Gensler, President Joe Biden’s nominee to head the Securities and Exchange Commission. Gensler, former head of the Commodity Futures Trading Commission, faces numerous tasks once confirmed by the Senate, with the Reddit GameStop squeeze likely front and center. Source: Senate Panel Sets Date […]

Posted in SEC, Top | Tagged Chairman

Jay Clayton and Jeff Wall to Rejoin Sullivan & Cromwell

By Securities Docket on February 19, 2021, 11:18 am

Sullivan & Cromwell LLP announced today that Jay Clayton, Chairman of the U.S. Securities and Exchange Commission from May 2017 through December 2020, will be returning to the Firm, resident in the Firm’s New York office, as Senior Policy Advisor and of counsel. Mr. Clayton will also return to his role as an Adjunct Professor […]

Posted in People, SEC, Top | Tagged Chairman

Apollo Names Ex-SEC Chairman Jay Clayton as Lead Independent Director – WSJ

By Securities Docket on February 18, 2021, 9:18 am

Apollo Global Management Inc. has appointed former Securities and Exchange Commission Chairman Jay Clayton to the newly created role of lead independent director on its board, the latest step in a sweeping overhaul of corporate governance at the investment firm. Mr. Clayton, who stepped down from his role at the SEC in December, will also […]

Posted in Industry, People, SEC, Top | Tagged Chairman, Regulators

Allison Herren Lee Named Acting Chair of the SEC

By Securities Docket on January 21, 2021, 3:08 pm

The Securities and Exchange Commission announced today that President Joseph R. Biden, Jr. has designated Allison Herren Lee as Acting Chair of the agency. Source: SEC.gov | Allison Herren Lee Named Acting Chair of the SEC

Posted in SEC, Top | Tagged Chairman

Biden Is Expected to Name Gary Gensler for SEC Chairman – WSJ

By Securities Docket on January 12, 2021, 5:46 pm

President-elect Joe Biden is expected to choose Gary Gensler, a former financial regulator and Goldman Sachs Group Inc. executive, to head the Securities and Exchange Commission, according to people familiar with the decision. Source: Biden Is Expected to Name Gary Gensler for SEC Chairman – WSJ

Posted in SEC, Top | Tagged Chairman, Regulators

Next »

Subscribe

‘Enforcement 40’ for 2020

Securities-Docket_Medium-Rectangle_CaseStudyArrow

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2022 Securities Docket.

Powered by WordPress and Hybrid.