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Browse: Home / Channel check

Channel check

A Non-Insider Trading Case in the District of Massachusetts | Cady Bar the Door

By Securities Docket on April 20, 2015, 6:54 am

That thought might have occurred to Carmen Ortiz, the U.S. Attorney for the District of Massachusetts.  Late last month, her office filed a criminal complaint against James Dunham with many of the hallmarks of an insider trading case, but without some of those annoying elements.  The prosecutors didn’t call it an insider trading case, filed […]

Posted in SEC, Top | Tagged Channel check, Insider Trading

Who’s Checking Your Channel?

Who’s Checking Your Channel?

By Securities Docket on December 8, 2010, 7:15 am

Federal probe into trading based on supply-chain information may have lessons for public companies, too.

Posted in SD Insider | Tagged Channel check, Investigations, Supply chain

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