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‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInA Non-Insider Trading Case in the District of Massachusetts | Cady Bar the Door
That thought might have occurred to Carmen Ortiz, the U.S. Attorney for the District of Massachusetts. Late last month, her office filed a criminal complaint against James Dunham with many of the hallmarks of an insider trading case, but without some of those annoying elements. The prosecutors didn’t call it an insider trading case, filed […]
Who’s Checking Your Channel?
Federal probe into trading based on supply-chain information may have lessons for public companies, too.