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Browse: Home / China

China

U.S. securities regulator probes Didi Global’s $4.4 billion IPO | Reuters

By Securities Docket on May 5, 2022, 7:40 am

The U.S. Securities Exchange Commission is investigating Didi Global Inc over its $4.4 billion initial public offering in the United States in June last year, the Chinese ride-hailing giant said. Didi was cooperating with the U.S. securities regulator’s investigation related to the offering, “subject to strict compliance” with Chinese law, the company said in its […]

Posted in Global, SEC, Top | Tagged China, Investigations

China Creates its Own Digital Currency, a First for Major Economy – WSJ

By Securities Docket on April 5, 2021, 2:40 pm

A thousand years ago, when money meant coins, China invented paper currency. Now the Chinese government is minting cash digitally, in a re-imagination of money that could shake a pillar of American power. It might seem money is already virtual, as credit cards and payment apps such as Apple Pay in the U.S. and WeChat […]

Posted in Global, Top | Tagged China, Cryptocurrency, Yuan

China’s regulator gets tough on insider trading as it metes out record penalty on wrongdoers in the financial markets | South China Morning Post

By Securities Docket on June 25, 2020, 8:22 am

China’s securities regulator slapped two individuals with a record fine for insider trading and confiscated their ill-gotten gains, meting out 3.6 billion yuan (US$508 million) of penalties in an unprecedented enforcement to stamp out corporate malfeasance in the country’s financial markets. Shanghai entrepreneur Wang Yaoyuan and his daughter Wang Chengcheng were fined 2.72 billion yuan […]

Posted in Global, Top | Tagged China, Insider Trading

The SEC’s China Evasion – WSJ

By Securities Docket on May 9, 2020, 9:28 am

In an unprecedented public statement, the chairmen of the SEC and the PCAOB, along with SEC senior staff, warned investors that disclosures by SEC-registered companies from emerging markets may be incomplete and misleading. The commission’s cross-border regulation, oversight and enforcement—especially for activity from China—can’t be relied upon, the regulators said. We don’t question the need […]

Posted in SEC, Top | Tagged China

China Gives Digital Currencies a Reprieve as Beijing Warms to Blockchain – The New York Times

By Securities Docket on November 6, 2019, 8:46 am

Blockchain is back in Beijing’s good graces. Chinese officials have quietly removed the business of making Bitcoin and other cryptocurrencies from a list of hundreds of industries that Beijing plans to outlaw. In April, the practice appeared on a list of industries that would be denied benefits and subsidies from local governments, leading to worries […]

Posted in Global, Industry, Top | Tagged Bitcoin, China

Chinese stock regulators heighten crackdown on insider trading – Global Times

By Securities Docket on July 2, 2019, 9:13 am

China has been stepping up efforts to crack down on insider trading and other violations as part of a broader reform drive to ensure market order and protect investors. In the first half of the year, the China Securities Regulatory Commission (CSRC) imposed 63 administrative penalties that involved 27 companies and 181 individuals, with total […]

Posted in Global, Top | Tagged China, Insider Trading

China’s former securities regulator Liu Shiyu is probed over family members’ alleged insider trading and favouring hometown IPOs, sources say | South China Morning Post

By Securities Docket on May 23, 2019, 7:57 am

Liu Shiyu, China’s former securities regulator, is being investigated for allegedly fast-tracking initial public offerings (IPOs) of small banks in his hometown and also of having family members who bought bonds at below-market prices, according to sources and media reports. via China’s former securities regulator Liu Shiyu is probed over family members’ alleged insider trading […]

Posted in Global, Regulation, Top | Tagged China

China’s securities watchdog punishes illegal market operations – Xinhua | English.news.cn

By Securities Docket on December 10, 2018, 8:38 am

China’s securities regulator punished three companies for price manipulation and insider trading in an effort to protect the interests of retail investors. The China Securities Regulatory Commission (CSRC) has imposed fines totaling 1.11 million yuan (160,000 U.S. dollars) on three companies in its latest crackdown on illegal market operations. via China’s securities watchdog punishes illegal […]

Posted in Global, Top | Tagged China, CSRC

China Securities Watchdog Loses Lawsuit on Insider Trading Case | Yicai Global

By Securities Docket on July 18, 2018, 2:45 pm

A Beijing high court has overturned a decision by China’s security regulator to impose a CNY130 million (USD19 million) fine on a businessman over insider trading citing a lack of evidence and violations of investigative procedures. via China Securities Watchdog Loses Lawsuit on Insider Trading Case | Yicai Global.

Posted in Global, Top | Tagged China, Insider Trading

Chinese Regulator Cracks Down on Booming Hedge-Fund Industry – Bloomberg

By Securities Docket on December 11, 2017, 10:03 am

China’s securities regulator is cracking down on the fast-growing hedge-fund industry, investigating 10 cases of alleged wrongdoing. Officials are probing private fund practices including market manipulation, misappropriation of client funds, insider trading and trading by managers using their personal accounts, the China Securities Regulatory Commission said in a statement on its website Friday. Some funds […]

Posted in Global, Industry, Top | Tagged China, Hedge Funds

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